Institute for Safety and Health Management
BYLAWS
January 21, 2008
4841 East County 14 1/4 St.
Yuma, AZ 85365
1-877-201-4053
ARTICLE I
NAME, PURPOSE, FUNDS, AND DEFINITIONS
Section 1 - Name
The name of this corporation shall be the Institute for Safety and Health Management,
hereinafter called the ISHM.
Section 2 -
Purpose
The principal purposes
of the ISHM, as more fully set forth in its Articles of Incorporation are
to:
A. Establish
the minimum academic and experience requirements necessary to receive
certification as a Certified Safety and Health Manager, the designation of
Associate Safety and Health Manager, or other such designations established
pursuant to resolution by the Board of Directors.
B. Determine
the qualifications of applicants and arrange, control, and conduct
investigations and examinations to verify the qualifications of candidates for
certificates to be issued by the ISHM.
C. Grant and
issue to qualified applicants, a certificate and maintain a directory of the
holders of all valid certificates.
D. Establish
requirements for the continuance of certification. The ISHM also has such
powers as are now or may hereafter be granted by the Missouri Non-Profit
Corporation Act and determine compliance of certificate holders with approved
requirements.
E. Communicate
and, where appropriate educate public and private agencies, groups, and
individuals with respect to matters of common interest; and it will inform
employers, public officials, the
public, management, engineering, and related practitioners of the benefits of
certification.
Section 3 -
Funds
The funds for carrying
out the purposes of this corporation shall be obtained primarily by fees from
persons applying for or being examined for the designation of Certified Safety
and Health Manager and other designations approved by the Board of Directors,
from designees paying an annual renewal fee of said designations, from persons
applying for reinstatement, and from persons required to pay any penalty fee
which may be established for delinquent payment of the annual renewal fee. The
fees to be charged under the provisions of this Section shall be set by the
Board of Directors and shall be limited to such amounts as are necessary to
carry out the provisions of Section 4 of this Article.
Section 4
- Application of Funds
The funds obtained
under the provisions of Section 3 shall be applied to defraying the expenses of
the administration of this corporation including the publication of such
information relating to requisites for the designation of Certified Safety and
Health Manager and such other functions and activities which are within the
scope of Section 2 of this Article.
Section 5
- Definitions
For the purposes of these Bylaws, the terms listed below are defined as follows:
A. Certified Safety and Health Manager [Hereinafter known as CSHM] - An individual, who
demonstrates knowledge of health and safety management skills and techniques
through education, examination and experience. In addition to technical
knowledge of safety and industrial hygiene the individual possess working
knowledge of a broad range of business and financial principles.
An individual, who utilizes their expertise
to achieve an optimal control or reduction of the conditions which are detrimental
to the work environment and who has met all of the requirements for
professional certification or other such designations or certifications as
established by the ISHM
B. Associate Safety and Health Manager [Hereinafter known as ASHM] A designation intended to recognize those individuals who possess some combination of formal training and experience listed below that prepares them for safety and health management responsibilities. The ASHM designation serves to let potential employers and current employers know that these individuals have been formally educated to address workplace safety and health issues or are ready to step into entry level positions in safety management. The ASHM designation is a separate designation not requiring a certifying examination and is not required for CSHM certification (Revised 10/03 & 12/04). Training and experience requirements for the ASHM designation:
- Bachelors or advanced degree in safety and health management recognized by the ISHM board, or
- Bachelors degree plus 3 years of qualifying work experience, or
- Safety and health related associate degree plus 7 years of qualifying work experience, or
- Safety certificate recognized by the ISHM board plus 9 years of qualifying work experience.
C. Certified Safety Health Manager (Retired). Upon request to the Board, a CSHM in good dues standing who has retired from full-time or part-time practice of safety and health management will be granted Retired status.
- The designation CSHM (Ret) will be used in the ISHM roster. This designation may not be used on business cards or on any work product relating to safety and health management. The CSHM (Ret) designation may be used on a resume or CV if the years of active certification are referenced.
- Retired CSHMs do not submit a CM Worksheet.
- A CSHM who has declared himself/herself to be retired from active practice, but who is found to be working in safety and health management and using the CSHM or CSHM (Ret) designations, will be subject to the ISHM ethics review procedures.
- A Retired CSHM may no longer use the CSHM embossing seal or stamp.
- If a Retired CSHM wishes to reactivate their certification, they must show a CM Worksheet for the previous 5 years that provides for 30 points in continuing activity (except in category #1), subject to the maximum point allowances in effect at the time of application to reactivate. Retired CSHMs may also reactivate by taking and passing the Certification examination. (Revised 7/08)
D. Certificate. A document issued by the ISHM to an individual indicating that the individual named in the document has met the requirements for the designation named therein. Possessing a certificate does not necessarily imply that the holder of the certificate is currently certified. Each five years a CSHM certificate holder must requalify by meeting professional achievements set forth by the Board and be subject to audit by the process established by the Continuance of Certification Committee as approved by the Board. AHSM certificate holders have six years from date of issue to successfully complete the examination for the CSHM. ASHM designation will expire six years after the date of issue or when replaced by the CSHM designation. (Revised 10/03)
ARTICLE II
OFFICES AND REGISTERED AGENT
Section 1
- Offices
The corporation shall
have and continuously maintain in the State of Missouri a registered office.
However, it may have other offices within or without the State of Missouri as
the Board of Directors may from time to time determine.
Section 2
- Registered Agent
The corporation shall
appoint and continuously maintain a registered agent who is a resident of the
State of Missouri and whose office is identical to the registered office
provided for in Section 1 of this Article. She or he shall perform such duties
as are delegated to him or her by the Chair.
ARTICLE III
BOARD OF DIRECTORS
Section 1 -
General Powers
The affairs of this
corporation shall be governed by its Board of Directors, herein called the
Board, who shall constitute the membership of said corporation.
Section 2
- Number and Tenure
The number of
Directors on the Board shall be no less than six. The maximum number shall be determined by the Board depending
upon requirements of national accreditation bodies to which ISHM belongs. The
maximum number of consecutive terms, full or fractional, any one Director may
serve on the Board shall be limited to two.
A full term shall be six years with at least two Directors elected every
two years.
Section 3
- Qualifications
Each Director of the
Corporation shall hold a valid certificate as a Certified Safety and Health
Manager except that one or more members appointed by the Board to represent the
Public shall not be required to be a Certified Safety and Health Manager.
Section 4 –
Selection of Board Members
Directors for a
six-year term, or fraction thereof, shall be from the following sources:
-
Board members shall be comprised of qualified
CSHM members representing the public, certificants, regulators, and
educators. A voting member
representing the public is exempt from the certification requirement.
(Revised 12/04)
-
Board members shall affirm that their activities
as a member of the Board of Directors does not, and will not, provide a
conflict of interest with the purposes of the Board as described in
Article I, section 2 above, nor will they represent or advocate any
outside interest seeking to compromise the integrity of ISHM or its certification.
(Revised 12/04)
-
Every odd numbered year the Board shall oversee
an election by the membership of qualified candidates for open or expired
positions.
-
The ISHM membership shall nominate qualified
members of said membership as candidates for any expired Director
positions. The membership shall
submit Board positions prior to July 1 of the election year.
-
Any vacant positions may be filled by the Board
between scheduled elections.
Section 5 -
Membership Organizations
The Board may invite
organizations whose have objectives and programs that effectively support those
of ISHM to designate a non-voting participant to serve on the Board.
(Revised 12/04)
Section 6 -
Regular Meetings
Regular meetings of
the Board shall be held at least twice annually at such time and place as shall
be determined by the Board.
Section 7 -
Special Meetings
Special meetings of
the Board shall be convened upon the call of the Chair or a quorum of
Directors. Notice of any special
meeting of the Board shall be given at least ten (10) days prior thereto by
appropriate means.
Section 8 -
Quorum
A quorum of the Board
of Directors shall exist when at least a majority of its members are present,
one of which must be the Chair, the Vice Chair, or the Secretary. A majority
vote of the Board members present, a quorum being present and voting, shall be
decisive, except for actions that require 2/3’s vote.
Section 9 -
Manner of Acting
The Board is
authorized to act when:
A. Legally
convened at a meeting of the Board called in accordance with the provisions of
Sections 6 and 7 of this Article.
B. Polled by
mail ballot in accordance with the provisions of the Missouri Non-Profit
Corporation Act, except for the election of officers
Section 10
- Committees
The following are
standing committees of the Board:
A. A
Nominating Committee which shall
consist of two Directors appointed by the Chair.
This committee shall report nominations for the Board’s offices.
B. An
Executive Committee which
shall consist of the elected officers (Chair, Vice-Chair, Secretary,
Treasurer). The Executive Committee
shall be responsible for:
1. The administration of the
corporation between Board meetings.
2. The preparation of the annual
budget.
3. Preliminary reviews of
“charges” filed under the provisions of Article XIV.
4. Such other duties as the Board
may direct.
C. An
Examination Committee which
shall be appointed by the Chair and chaired by the Vice Chair. The Board’s
Examination Consultant(s), Managing Director and other designated employees
shall serve on the committee without vote. The Examination Committee is
responsible for the development, maintenance, administration, and review of the
examinations and examination procedures and for regularly conducting studies to
ensure the validity of the examinations.
D. A
Continuance of Certification Committee shall
be appointed by the Chair. The Continuance of Certification Committee shall be
responsible for establishing Continuance of Certification criteria and process
and audit of Continuance of Certification submissions.
E. A
Professional Development Committee shall
be appointed by the Chair. The Professional Development Committee shall be
responsible for maintaining liaison with other professional organizations,
enhancement of the professional status of CSHMs, development of public
relations, government relations and marketing programs.
F. A
Finance Committee shall be appointed
by the Chair. The Finance Committee shall be chaired by the Treasurer and shall
be responsible for overseeing the finances of the ISHM to include budgeting and
long-range financial planning and oversight of ISHM financial resources and
assets.
G. A Professional Standards Committee shall
be appointed by the Chair. The Professional Standards Committee shall be
responsible for setting educational and experience standards for certification
candidates, establishing and overseeing policies and procedures related to
evaluation of candidate qualifications, maintaining a Code of Professional
Conduct for certificate holders and promoting ethical practice.
H. The Chair may create committees, in addition to those named in these Bylaws, and delegate
to them such powers and duties as deemed advisable.
I. A quorum of a committee exists when a majority of its members are present at a live,
telephonic or electronic meeting.
J. A committee is authorized to act when a quorum of its members is present at a
meeting or conference call or when polled by mail ballot and under the
direction of its Chair.
Section 11 -
Compensation
Directors shall not
receive compensation for their services.
The Board of Directors may provide for insurance coverages and
reasonable travel or other expenses related to ISHM business for
Directors. (Revised 12/04)
Section 12 -
Removal and Resignation
A Director may be
removed from the Board by an affirmative vote of two-thirds (2/3) of all
Directors currently serving on the Board.
A Director may resign upon providing prior written notice.
ARTICLE IV
OFFICERS AND EMPLOYEES
Section 1
- Officers
All elected officers
of the corporation shall be chosen from the Board. There shall be a Chair, a
Vice Chair, a Secretary, a Treasurer, and such other officers as may be elected
in accordance with these Bylaws. The offices of Secretary and Treasurer may be
combined into one office. The Chair,
Vice Chair, Secretary and Treasure shall make up the Executive Committee.
Section 2
- Election and Term of Office
The officers of the
corporation shall be elected by the Board at its first meeting following the
odd year elections. If a quorum of the Board is not present at the meeting, the
election of officers shall not be held at that time, but shall be held at a
meeting to take place as soon thereafter as convenient and where a quorum is
present. Vacancies may be filled or new offices created and filled at any
legally convened meeting of the Board. Each elected officer shall hold office
until her or his successor shall have been duly elected. Directors elected to
any office shall have served at least one year as Director, prior to taking
such office.
A. The Vice
Chair shall be elected to a two-year term of office and shall be Chair-elect
and serve as Chair for a two-year term immediately following his or her term as
Vice Chair.
B. In the event that the Vice Chair is unable to serve a term as Chair immediately
following her or his term as Vice Chair, any other qualified Director may be
elected to the office of Chair.
C. The Secretary shall be elected to a
two-year term of office.
D. The Treasurer shall be elected to a
two-year term of office.
Section 3
- Removal and Resignation
Any officer elected
(or appointed) by the Board may be removed by a two-thirds (2/3) vote of all
Directors currently serving on the Board whenever in its judgment the best
interests of the ISHM would be served. An officer may resign upon providing
prior written notice.
Section 4 -
Chair
The Chair shall be the
chief elected officer of the corporation. The Chair shall oversee the affairs
of the corporation and shall preside at all meetings of the Board.
The Chair may sign in this corporate
capacity, with the Secretary or any other proper officer of the corporation
authorized by the Board, certificates of qualification, deeds, mortgages,
bonds, contracts, or any other instrument which the Board has authorized to be
executed, except in cases where the signing and execution thereof shall be
expressly delegated by the Board or by these Bylaws or by statute to some other
officer or agent of the corporation; and in general shall perform all duties as
may be prescribed by the Board.
Section 5
- Vice Chair
In the absence of the
Chair or in the event of her or his inability to act, the Vice Chair shall
perform the duties of the Chair, and when so acting, shall have all the powers
of and be subject to all restrictions upon the office of Chair.
Section 6
- Secretary
The Secretary shall
oversee the keeping of the minutes of all Board and Executive Committee
meetings, periodically review the operation of the Corporation’s offices to see
that all necessary records are properly maintained and that applications are
being properly processed, and perform such other duties as may be assigned by
the Chair.
Section 7
- Treasurer
The Treasurer shall
give bond for the faithful discharge of his or her duties in such sum and with
such sureties as the Board shall determine. The corporation shall pay all fees
in connection therewith. The Treasurer shall have charge of and be responsible
for all funds and securities of the corporation and for the deposit of all such
monies in the name of the corporation in such banks, trust companies or other
depositories as shall be selected in accordance with the provisions of Article
VII of these Bylaws, and in general perform all duties incident to the office
of Treasurer and such other duties as from time to time may be assigned by the
Chair. Any and all of the above duties, while not entirely delegable to another
officer of the corporation, may be carried out by the Managing Director so long
as such duties are overseen by the Treasurer.
Section 8
- Managing Director
A. The
Managing Director shall be an appointed officer, selected by the Executive
Committee and confirmed by the Board. The Managing Director shall be paid an
annual salary, to be set by the Chair and confirmed by the Board; shall be
bonded, and under the general supervision of the Chair, shall manage and
supervise the business of the Board’s operations and personnel.
B. After
concurrence of two-thirds (2/3) of the Board, the Managing Director may be
removed upon written notification from the Chair. The Managing Director may
request an opportunity for a formal hearing before the Board prior to being
removed by an affirmative vote of two-thirds (2/3) of the directors currently
serving on the Board. The Managing Director may resign upon providing prior
written notice to the Chair.
C. The
Managing Director, with the concurrence of the Executive Committee, shall
employ, supervise, and maintain such
technical, administrative and clerical personnel as deemed necessary to carry
out his or her duties and operations.
Section 9
- Employees
ISHM may employ such
technical, administrative and clerical personnel as it shall deem necessary to
carry out its duties and operations.
Section 10 - Consultants
ISHM may engage the
services of consultants as deemed necessary by majority vote of the Board.
ARTICLE V
CERTIFICATION
Section 1
- General Provisions
A. Application for certification shall
be submitted on forms prescribed by the Board.
B. Except as
provided elsewhere in these Bylaws and by resolutions of the Board, applicants shall
successfully complete examinations to determine qualifications for
certification.
C. Applicants shall be of good moral character and furnish the names of references who shall
have knowledge of their work assignments and character.
D. Applicants
shall furnish documentation of sufficient academic education and work
experience of a grade and character to meet the prescribed requirements.
E. Applicants
shall otherwise comply with the Procedures for Certification as adopted by the
Board.
F. Applicants meeting ISHM education,
experience, and character certification requirements will not be denied the
opportunity to sit for the CSHM certification exam. (Added 12/04)
G. Applicants identifying themselves as
being disabled as defined by the Americans with Disabilities Act will be
provided with the necessary resources and accommodations necessary for them to
sit for the CSHM certification exam.
(Added 12/04)
Section 2
- Continuance of Certification
Certificates must be
maintained in a current and valid status as specified by the Continuance of
Certification requirements established by the Board and as specified in Article
XIII of these bylaws.
Section 3
- Board of Examiners
The Board shall
constitute the Board of Examiners for the purpose of examining and certifying
applicants.
All documents
pertaining to applicants and certificants will be held confidential and may be
released only upon written permission of the applicant or certificants. (Added
12/04)
ARTICLE VI
INDEMNIFICATION
Section 1
Any person, his or her
heirs, executors, administrators or assigns, made a party to any action suit or
proceeding by reason of the fact that such person was an officer, director or
employee of the corporation shall be indemnified by the corporation against all
expenses, including attorney’s fees and judgments, but not to exceed the limits
of reasonable amounts of insurance which shall be carried by the corporation
for this purpose, which are actually and necessarily incurred in connection
with the defense of any such action, suit or proceeding, which he shall be
adjudged in such action, suit or proceeding to be liable for intentional and
willful misconduct in the performance of his or her duties. Such right of
indemnification shall be in addition to any other rights to which she or he may
be entitled under the Bylaws, agreement, votes, or otherwise.
ARTICLE VII
CONTRACTS, CHECKS, DEPOSITS AND FUNDS
Section 1
- Contracts
The Board may
authorize in writing, the Managing Director, or any member, employee, or
officers so authorized by these Bylaws, to enter into any contract or execute
and deliver any instrument in the name of and on behalf of the corporation as
may be necessary to carry out the purposes of the corporation.
Section 2
- Checks, Drafts, Etc.
All checks, drafts, or
other orders for the payment of money, notes or other evidences of indebtedness
issued in the name of the corporation, shall be signed by such officer, member,
employee of the corporation and in such manner as shall from time to time be
determined by the Board, such instruments shall be signed by the Managing
Director or by the
Treasurer. (Revised 10/04)
Section 3
- Deposits
All funds of the
corporation, except for petty cash, shall be deposited from time to time to the
credit of the corporation in such banks, trust companies or other depositories
as the Board may select.
ARTICLE VIII
BOOKS, REPORTS, AND RECORDS
Section 1
- Books and Records
The corporation shall
keep correct and complete records of accounts and shall also keep minutes of
the proceedings of its Board, Board of Examiners, and committees having any of
the authority of the Board and shall keep at the registered or principal office
a record giving the names and addresses of all persons holding a valid
certificate issued by the ISHM. All financial records of the corporation may be
inspected by any Certified Safety and Health Manager or his/her agent for any
proper purpose after giving adequate notice to the Managing Director.
Section 2 - Reports
On or before March 31
of each year, a brief report of the activities of this corporation in the
annual period ending December 31 shall be prepared by or at the direction of
the Chair of this corporation and shall be presented to all Directors.
Additionally, a fiscal report including an audit by an outside auditing firm
shall be prepared and distributed to the Directors.
Board members shall be provided, at a minimum, with quarterly
updates of the Corporations financial status.
(Revised 12/04)
A.
Records regarding applicant certification shall be kept by the Managing
Director in a secure location as follows:
a. Original applications
for certification shall be kept for two years.
(Added 12/04)
b. Application records
may be kept electronically, on microfiche, or as the original document.
(Added 12/04)
c. Each applicant’s score
on the certifying exam shall be kept for the period they maintain
certification. (Added 12/04)
ARTICLE IX
FISCAL YEAR
Section 1
The fiscal year of the
corporation shall begin on the first day of January and end on the last day of
December.
ARTICLE X
CORPORATE SEAL AND CORPORATE SYMBOL
Section 1
- Corporate Seal
The Board shall
provide a suitable corporate seal.
Section 2
- Corporate Symbol
The official symbol of
the corporation shall be in the shape of a torch with the initials ISHM
arranged to form an embossed monogram in gold on a white enamel background. The
Board may authorize certificate holders to use the terms “Certified Safety and
Health Manager,” “CSHM,” “Associate Safety and Health Manager,” “ASHM,” or
other designations as approved by the Board so long as they have a current and
valid certificate issued by the Institute for Safety and Health Management. The
corporate symbol is registered by the U.S. Patent and Trademark Office, and its
use is prohibited except on printed or symbolic items provided by the Institute
for Safety and Health Management or its designated suppliers.
ARTICLE XI
WAIVER OF NOTICE
Section 1
Whenever any notice is
required to be given under the provisions of the Articles of Incorporation or
the Bylaws of this corporation, a waiver thereof in writing signed by the
person or persons entitled to such notice whether before or after the time
stated therein, shall be deemed equivalent to the giving of such notice, except
as provided in Article XII of these Bylaws. Attendance at any legally convened
meeting of the Board shall constitute a waiver of notice of such meeting.
ARTICLE XII
AMENDMENTS TO ARTICLES OF INCORPORATION
AND BYLAWS
Section 1
The Articles of Incorporation and Bylaws of this corporation may be altered or amended by
action authorized by a
two-thirds (2/3) vote of the entire Board at any regular meeting, or at a
special meeting called for such purpose provided that at least thirty (30) days
written notice of the intended action is given to all members of the aforesaid
Board, and further provided that no alteration or amendment of the Articles of
Incorporation, Bylaws or procedures for Certification of this corporation shall
have the effect of requiring or permitting anything which, in the opinion of
counsel designated by the Chair of this corporation, would result in the
disqualification of the corporation under Section 501(c) of the Internal
Revenue Code of 1954 (or the corresponding provision of any future United
States Internal Revenue Law).
ARTICLE XIII
EXPIRATIONS AND RENEWALS
Section 1
- Expirations
Each certificate
issued by the Board shall expire annually on a date set by the Board and shall
become invalid after that date unless renewed. The ISHM shall mail a notice to
every person holding a valid certificate stating the amount of fee required for
its renewal. Such notice shall be mailed to the last known address of each
certificate holder at least thirty days in advance of the expiration date.
Section 2
- Renewals
A. Payment
of the annual renewal fee is due on or before the expiration date of the
certificate. If payment is not received within three (3) months after the
expiration of the certificate, the certificate shall be considered invalid.
Reinstatement of certificate holders whose
certificates have become invalid may be allowed in circumstances deemed
appropriate by the Board and in accordance with procedures established by the
Board.
B. The
certificates of certificate holders who do not meet the Continuance of
Certification requirements established by the Board shall be considered
invalid. Reinstatement of certificate holders failing to meet Continuance of
Certification requirements may be allowed in circumstances deemed appropriate
by the Board and in accordance with procedures established by the Board.
ARTICLE XIV
DISCIPLINARY ACTION
Section 1
- Grounds
The Board shall have
the power to reprimand a certificate holder, suspend, refuse to renew, or
revoke the certificate of any certificate holder who is found guilty of
one or more of the following:
A. Obtaining
a certificate or a renewal of a certificate through the use of fraud or deceit.
The making of any fraudulent, misleading or untruthful statements in any
application or documentation submitted to the Board by any applicant, candidate
or certification holder in an effort to obtain, retain or renew certification; or
B.
Violation of one or more of the
provisions in the ISHM Code of Professional Conduct; or
C. A criminal
conviction of a felony, misdemeanor, or petty offense for acts done in
connection with activities for which the certificate was issued whether the
conviction arises by a finding of guilty by a judge or jury, a plea of guilty,
or a plea of nolo contendere; or
D. Unauthorized or illegal use of a
certificate issued by the ISHM; or
E. Unauthorized or illegal use of any
ISHM document; or font-weight:
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F. Unauthorized
possession, distribution or use of any ISHM testing or examination materials
including but not limited to, copying and/or reproduction of any ISHM
examination questions or test related items; or disclosing to others any
examination question or test related item.
G. Unauthorized
or illegal use of any registered certification mark or logo owned by the ISHM.
Section 2
- Procedure
A. The Managing Director of the Board shall be solely responsible for bringing a charge against
a certificate holder based on the ground(s) enumerated in Section 1. A charge
shall be in writing and shall not be acted upon until filed with the Secretary
of the ISHM. Any person may present to the Managing Director information
relating to any person holding a certificate issued by the ISHM who may be
guilty of one or more of the grounds enumerated in Section 1.
B. All charges shall be reviewed by a quorum of the Executive Committee within Sixty (60) days
of receipt of the charges by the Secretary. All activities related to the
filing, investigation, and resolution of charges shall be held
confidential. The Board, its employees,
agents and representatives shall not reveal the identity of any person who
gives information to the ISHM that a certificate holder may be guilty of one or
more of the acts enumerated in Section 1 unless the person giving that
information authorizes the ISHM in writing to reveal her or his identity or
unless revelation of that person's identity is directed by a court order. The
Executive Committee shall review the charge(s) as presented by the Managing
Director to determine if the charge(s) relates to grounds specified in Section
1 and states sufficient facts to call for a hearing on the charge(s) before a
quorum of the Board of Directors. The Executive Committee may request
additional information from the Managing Director, but the investigation of the
charges and prosecution of any charge(s) against a certificate holder shall be
the sole responsibility of the Managing Director. A charge which does not
allege a violation under Section 1 and is not supported by sufficient evidence
to establish a preliminary finding that probable cause exists relating to one
or more grounds enumerated in Section 1, or which is more appropriately the
subject of a different forum or court proceeding, or which is found to be
untrue upon review by the Executive Committee, or which would create a conflict
of interest if reviewed by the ISHM, or prosecution of which would interfere
substantially with any state or Federal government investigation or prosecution
shall, at the discretion of the Executive Committee, be stayed or dismissed.
(Revised 12/04)
C. A charge, unless dismissed or stayed by the Executive Committee, shall be heard by a
quorum of the Board not later than the
second regularly scheduled Board Meeting following final review and a decision
by the Executive Committee described in subparagraph B, above.
D. The date
and place of any hearing on a charge shall be at the offices of the ISHM or
such other place fixed by a quorum of the Executive Committee. A copy of the
charge or charges, together with a notice of the date, time and place of the
hearing on the charge or charges, shall be personally served on the charged
certificate holder or mailed to the last known address of the charged
certificate holder at least 30 days prior to the date fixed for the hearing.
The Board may presume that service at the last known address, according to the
records of the ISHM's official records, is adequate service for the purposes of
implementing disciplinary procedures. Service by mail shall be certified mail,
return receipt requested. The notice of hearing shall advise the person charged
that his or her right to a hearing may be forfeited if, without good cause, she
or he fails to appear at the hearing personally or by his or her designated
representative. If the person charged fails or refuses to appear, the Board may
proceed to hear and determine the validity of the charges and take all
appropriate action in accordance with the provisions of this article.
E. At the
hearing, the person charged shall have the right to have a record made of the
proceedings, copies of which may be obtained by the person charged at their own
expense if any expenses are associated with the preparation of such record. The
person charged shall have the right to call, examine and cross-examine
witnesses which appear at the hearing. Any witnesses appearing on behalf of the
person charged shall appear at the sole expense of the charged certificate
holder. The person charged shall have the right to introduce evidence in his or
her own defense if that evidence is determined by the Board to be relevant and
material regardless of its admissibility in a court of law. At the hearing on
the charge the rules of evidence and procedure which apply to state and federal
courts shall not apply.
F. The person
charged shall have the right to submit a written statement at the close of the
hearing, and the person charged shall have the right to receive the written
decision of the Board.
G. At any
hearing the person charged may appear personally or be represented by her or
his authorized representative.
H. The Board
may appoint an ad hoc committee, consisting of no fewer than three members to
hear the charges. The decision of that committee may be reviewed by the Board
on its own motion but otherwise the decision of that committee shall be final
subject to the provisions of subparagraph J, below. If after the hearing, a
majority of a quorum of the Board or majority of the ad hoc committee votes in
favor of sustaining the charges, the Board or the ad hoc committee may dismiss
the charge, or reprimand the applicant, candidate or certificate holder, or
suspend, refuse to renew or revoke the certificate or suspend or terminate the
certification process of the person charged or take such other or further
action as is deemed appropriate. If the certificate of the person charged is
suspended, such suspension shall be for a period not longer than 10 years.
If the certificate of the person charged is
revoked, such revocation shall be permanent.
A person whose certificate has been revoked may apply for reinstatement
only once every two years.
I. The Board,
for reasons it may deem sufficient, may reinstate or reissue a certificate to
any person whose certificate has been suspended, not renewed or revoked. In the
case of any revocation of a certificate, such revocation shall be for a period
of time of at least two years.
J. Any
applicant, candidate or certificate holder who has been disciplined as provided
in subparagraph H above by an ad hoc committee of the Board shall have the
right to personal appeal. Such appeal shall be directed to the Chair who shall
call a meeting of the Board within one hundred eighty (180) days of the filing
of the appeal with the Secretary of the Board. Any appeal shall be limited to
the record of the proceedings of the ad hoc committee including, but not limited
to, all exhibits plus any written statement of the person charged who pursues a
personal appeal. Any action taken by a majority of a quorum of the Board
pursuant to such appeal shall be final, and the decision of the Board upon such
reconsideration shall be sent to the person appealing within ninety (90) days
of the decision of the Board.
K. The
personal appeal may again be referred to the ad hoc committee whose decision
shall be reviewed by a majority of a quorum of the Board.